-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXJrJ4oZorR5ve4sqmC+u0wOdsqXKoi6btcn6OrRu8vXJwGE4MUIQbA3WoPQMQw3 /96M6aF1cf3CYJUACSsIHA== 0000203476-96-000007.txt : 19960216 0000203476-96-000007.hdr.sgml : 19960216 ACCESSION NUMBER: 0000203476-96-000007 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OWENS ILLINOIS INC /DE/ CENTRAL INDEX KEY: 0000812074 STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221] IRS NUMBER: 222781933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-08418 FILM NUMBER: 96520252 BUSINESS ADDRESS: STREET 1: ONE SEAGATE CITY: TOLEDO STATE: OH ZIP: 43666 BUSINESS PHONE: 4192475000 MAIL ADDRESS: STREET 1: ONE SEAGATE CITY: TOLEDO STATE: OH ZIP: 43666 FORMER COMPANY: FORMER CONFORMED NAME: OWENS ILLINOIS HOLDINGS CORP DATE OF NAME CHANGE: 19870512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNION BANK OF SWITZERLAND CENTRAL INDEX KEY: 0000203476 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133600589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: UNION BANK OF SWITZERLAND BUSINESS PHONE: 2128214000 MAIL ADDRESS: STREET 2: 299 PARK AVE 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171-0026 SC 13G 1 12/31/95 FILING UNITED STATES OFFICE OF THRIFT SUPERVISION Washington, D.C. 20552 SCHEDULE 13G Under the Securities Exchange Act of 1934 Owens-Illinois Inc (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 69076840 (CUSIP Number) Check the following box if a fee is being paid with this statement x CUSIP No. 69076840 (1) Names of Reporting Persons; S.S. or I.R.S. Identification Nos. of Reporting Persons Union Bank of Switzerland, None (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) This report includes holdings of certain subsidiaries of the Union Bank of Switzerland (UBS) pursuant to a no action letter to UBS by the staff of the SEC dated November 23, 1992. UBS does not hereby affirm the existence of a group within the meaning of Rule 13d-5(6)(1). (3) SEC Use Only (4) Citizenship or Place of Organization Switzerland Number of Shares Beneficially Owned by Each Reporting Person With (5) Sole Voting Power (6) Shared Voting Power 6,077,334 shares of common stock (7) Sole Dispositive Power (8) Shared Dispositive Power 6,781,734 shares of common stock (9) Aggregate Amount Beneficially Owned by Each Reporting Person 6,835,234 Shares of Common Stock (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) (11) Percent of Class Represented by Amount in Row (9) Approximately 5.7% (12) Type of Reporting Person (See Instructions) 00 Item 1 (a) Name of Issuer: Owens-Illinois Inc Item 1 (b) Address of Issuer's Principal Executive Offices: One Seagate, Toledo Ohio 43666 Item 2 (a) Name of Persons Filing: Union Bank of Switzerland Item 2 (b) Addresses of Principal Business Offices or, if none, Residence: Bahnhofstrasse 45, 8021 Zurich, Switzerland Item 2 (c) Citizenship: Switzerland Item 2 (d) Title of Class of Securities: Common Stock, $.01 Item 2 (e) CUSIP Number: 690768403 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing is a: (a) Broker or Dealer registered under Section 15 of the Act (b)x Bank as defined in section 3(a) (6) of the Act (c) Insurance Company as defined in section 3(a) (19) of the Act (d) Investment Company registered under section 8 of the Investment Company Act (e) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see sect 240.13d-1(b) (1) (ii) (F) (g) Parent Holding Company, in accordance with sect 240.13d-1(b) (ii) (G) (Note: See Item 7) (h) X Group, in accordance with sect 240.13d-1(b) (1) (ii) (H) See item 2(b) of the cover sheet Item 4 Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b) (2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: 6,835,234 Shares of Common Stock (b) Percent of Class: Approximately 5.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote (ii) shared power to vote or to direct the vote 6,077,334 shares of Common Stock (iii) sole power to dispose or to direct the disposition of (iv) shared power to dispose or to direct the disposition of 6,781,734 shares of Common Stock Item 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ] Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8 Identification and Classification of Members of the Group See Exhibit A attached. Item 9 Notice of Dissolution of Group Not Applicable Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Index of Materials Filed as Exhibits Exhibit A Identification and Classification of Members of Group SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1996 Union Bank of Switzerland By: Name: Louis R. Eber Title: Managing Director By: Name: Janet R. Zimmer Title: Managing Director Exhibit A Identification and Classification of Members of Group* Union Bank of Switzerland Bank UBS (Trust & Banking) Ltd. Bank UBS UK Holding Ltd. Parent Holding Company UBS Asset Management London Ltd. Parent Holding Company PDFM Ltd. Investment Advisor *Members of the group are included and classified pursuant to no-action relief granted the Union Bank of Switzerland by the staff of the Securities and Exchange Commission in a letter dated November 23, 1992. Page 7 of 7 Pages Page 1 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----